Form 144

Results: 602



#Item
361Financial regulation / Finance / 73rd United States Congress / Securities Exchange Act / Securities and Exchange Commission / Form 144 / Securities research / United States securities law / United States Securities and Exchange Commission / Financial economics

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 4, 2013 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: www.sec.gov

Language: English - Date: 2013-09-04 06:07:23
362Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Net capital rule / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]August 14, 2013 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: www.sec.gov

Language: English - Date: 2013-08-13 19:34:22
363United States Securities and Exchange Commission / Financial economics / SEC filings / New Deal / Securities Act / Securities Exchange Act / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Form 144 / United States securities law / Financial regulation / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]October 8, 2013 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Rule Change to A

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Source URL: www.sec.gov

Language: English - Date: 2013-10-09 07:12:58
364Taxation in the United States / Law / Military discharge / Police / National security / Security / Social Security

- STANDARD FORM 144 (Rev[removed]Office of Personnel Management The Guide to Processing Personnel Actions

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Source URL: www.opm.gov

Language: English
365Investment / United States Securities and Exchange Commission / Security / United States securities law / Accredited investor / Securities Act / Form 144 / Financial economics / Stock market / Finance

Model Accredited Investor Exemption Uniform Notice of Transaction Notice of Sale of Securities pursuant to Accredited Investor Exemption 1. Issuer Name: Address:

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Source URL: www.securities.ok.gov

Language: English - Date: 2000-08-28 11:32:45
366Investment / Securities Act / Security / Repurchase agreement / Arbitrage / Short / Universal Market Integrity Rules / Algorithmic trading / Form 144 / Financial markets / Financial economics / Finance

Universal Market Integrity Rules Rules & Policies 1.2

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Source URL: www.iiroc.ca

Language: English - Date: 2013-12-18 14:59:38
367Finance / United States Securities and Exchange Commission / United States securities law / SEC filings / 73rd United States Congress / Form 144 / Securities Act / Regulation S-X / Security / Financial economics / Stock market / Investment

SEC Division of Corporation Finance Manual of Publicly Available Telephone Interpretations C. RULE 144 1.

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Source URL: www.sec.gov

Language: English - Date: 2005-10-14 14:10:11
368Finance / Financial economics / Business / United States securities law / Security / Form 4 / Insider trading / Regulation D / Form 144 / SEC filings / Stock market / United States Securities and Exchange Commission

Microsoft Word - Refiled Regulation 66.doc

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Source URL: www.dbr.state.ri.us

Language: English - Date: 2006-09-15 16:06:41
369Finance / 73rd United States Congress / United States Securities and Exchange Commission / Financial markets / Stock market / Securities Exchange Act / Form 144 / Securities Act / Security / Financial economics / United States securities law / Financial system

ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED SECURITIES

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Source URL: www.sec.gov

Language: English - Date: 2007-11-27 15:26:23
370Investment / United States Securities and Exchange Commission / Security / United States securities law / Accredited investor / Securities Act / Form 144 / Financial economics / Stock market / Finance

Model Accredited Investor Exemption Uniform Notice of Transaction Notice of Sale of Securities pursuant to Accredited Investor Exemption 1. Issuer Name: Address:

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Source URL: www.dfi.wa.gov

Language: English - Date: 2005-06-01 18:08:25
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